ARKK ETF holdings change: TSLA, AMD, CRSP enter the watchlistARKK 美股 ETF 发行方观察：ARK Innovation ETF
The ETF Signal
ARKK (ARK Innovation ETF)’s ETF Issuer Watch signal is built on public data including its October 30, 2014 first trading date, $6.48 billion assets under management, and $765.8 million daily turnover. The ETF currently trades at $81.95, up 1.16% in the latest session, lists on the Chicago Board Options Exchange, holds 55 underlying securities, with top-5 concentration at 30.76% and top-10 concentration at 50.60%.
Portfolio Mechanics
The signal update includes the fund’s latest holdings snapshot, with eight tracked top holdings added: Tesla (TSLA), AMD, CRISPR Therapeutics (CRSP), Tempus AI (TEM), Robinhood Markets (HOOD), Circle Internet Group (CRCL), Shopify (SHOP), and Roku (ROKU). The top-five holdings are Tesla (10.55% weight, $756.8 million market value), AMD (5.60%, $401.6 million), CRISPR Therapeutics (5.02%, $360.0 million), Tempus AI (4.92%, $353.3 million), and Robinhood Markets (4.68%, $336.0 million). The fund also overlaps with high-attention stocks and AI themes: Tesla holds a 10.55% weighting, AMD targets AI accelerator chips, with additional exposure to Coinbase (COIN) and Palantir (PLTR) related themes.
Active vs Passive Read
Per public classification, ARKK is an explicitly actively managed ETF. Its investment objective is long-term capital growth by investing in domestic and foreign equities tied to disruptive innovation, aligning with the active_explicit strategy tag, with no additional inference required.
Investor Relevance
The fund has $765.8 million in daily turnover, with trading volume at 1.07x its average level, indicating strong liquidity. Its high concentration of holdings means price swings in its top ten stocks will have an outsized impact on fund performance, while its AI and crypto-related theme overlaps expose it to current high-profile tech sector trends. Recent SEC filings (485BXT, N-CSRS, and 40-17G forms between April and May 2026) updated the fund’s disclosure materials.
Signal Limits
This signal is generated solely from public holding data, turnover figures, and SEC filings, and does not constitute investment advice. The holdings snapshot is not real-time intraday data and does not reflect the fund’s intra-day rebalancing activity. Recent news headlines are provided only as contextual background and are not part of the core signal analysis. Additionally, the fund’s high concentration means its volatility will be higher than broad-market passive ETFs.
该ETF信号
ARKK（ARK创新ETF）的发行人监控信号基于2014年10月30日首日上市、管理资产规模64.8亿美元、日均成交额7.658亿美元的公开数据生成。该ETF当前价格为81.95美元，单日涨幅1.16%，在芝加哥期权交易所挂牌，共持有55只标的证券，前五大持仓集中度达30.76%，前十大持仓集中度达50.60%。
投资组合结构
本次信号更新披露了该基金的最新持仓快照，已追踪的前十大持仓中新增特斯拉（TSLA）、AMD、CRISPR Therapeutics（CRSP）、Tempus AI（TEM）、Robinhood（HOOD）、Circle Internet（CRCL）、Shopify（SHOP）和Roku（ROKU）。前五大持仓分别为特斯拉（10.55%权重，市值7.568亿美元）、AMD（5.60%，4.016亿美元）、CRISPR（5.02%，3.600亿美元）、Tempus AI（4.92%，3.533亿美元）和Robinhood（4.68%，3.360亿美元）。该基金同时与高关注度个股及AI主题存在重叠：特斯拉持仓占比达10.55%，AMD布局AI加速器赛道，另有Coinbase（COIN）和Palantir（PLTR）相关主题暴露。
主动/被动属性说明
根据公开分类，ARKK属于明确主动管理型ETF，其投资目标为通过投资颠覆性创新相关的国内外股票实现长期资本增值，符合主动管理的策略定义，无需额外推断。
投资者相关性
该基金日均成交额达7.658亿美元，成交量为平均水平的1.07倍，流动性充足。高集中度持仓意味着前十大个股的价格波动将对基金整体表现产生显著影响，而其AI、加密货币相关主题重叠也使其暴露于当前热门的科技赛道行情中。近期披露的SEC备案文件（2026年4月至5月间的485BXT、N-CSRS及40-17G表格）更新了基金的披露信息。
信号局限性
本信号仅基于公开持仓数据、成交额及备案文件生成，不构成任何投资建议。持仓快照并非实时交易数据，无法反映基金日内的调仓操作，且近期新闻标题仅作为背景参考，不属于信号分析的核心依据。同时，高集中度持仓也意味着该基金的波动水平高于宽基被动ETF。
This analysis was generated by InvestLog AI based on SEC filings, Form 4 insider transactions, Form 144 planned-sale notices, 13F institutional holdings, analyst ratings, and market data. It is for informational purposes only and does not constitute investment advice.这篇研究由 InvestLog AI 基于 SEC 披露、Form 4 内部人交易、Form 144 计划减持、13F 机构持仓、分析师评级和市场数据生成。内容仅供参考，不构成投资建议。